Director, CFCR Advisory, Markets
Job Description
REQUIREMENTS
- Extensive experience within Compliance, Conduct Risk or Financial Crime Compliance in a global banking environment
- Strong understanding of Financial Markets products and activities
- Experience advising trading, sales and structuring businesses in regulated environments
- Strong stakeholder management and influencing skills, including the confidence to challenge senior stakeholders constructively
- Strong knowledge of UAE regulatory frameworks including DIFC/DFSA and ADGM environments
- The ability to operate effectively in a fast-paced, matrixed and internationally connected organisation
RESPONSIBILITIES
- Advising the Markets business on regulatory, compliance and conduct risk matters across the UAE and Middle East
- Providing independent second line oversight and challenge across Markets activities, products and initiatives
- Supporting the implementation and maintenance of robust CFCR frameworks, policies and governance standards
- Partnering with senior business management to proactively identify, assess and mitigate emerging regulatory and conduct risks
- Advising on new products, business initiatives, transactional matters and regulatory reforms impacting the Markets platform
- Supporting engagement with regional regulators and internal governance forums
- Driving high standards of business conduct, surveillance, market integrity and client outcomes across the Markets franchise
- Contributing to regional risk assessments, thematic reviews, monitoring and remediation initiatives
Are you interested in this position?
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