Regional Compliance Officer

Job Description

REQUIREMENTS

• BA /BS in business, finance, law enforcement, legal studies or a related field; may be substituted with equivalent work experience in Financial Services, Law Enforcement, Banking or a related field.
• Minimum 3 years of compliance financial investigations, experience in money service business or banking.
• CAMS of CFE certification preferred.
  

Essential Skills

• Working knowledge of Bank Secrecy Act and AML Regulations, USA Patriot Act, Office of Foreign Assets Control (strongly preferred outside of US; required US).
• Proficiency in German and English (both speaking and writing)
• Working knowledge of AML EU directives around and upcoming changes in the European regulatory framework (AMLA) or regulations around payment institutions (PSD2)
• Ability to operate multi-nationally with internal business partners and Agents.
• Ability to work in a self-directed and remote environment.
• Demonstrated understanding of our client’s business practices, organizational structure and general policies and procedures.
• Demonstrated ability to draft clear and professional correspondence and other documents of a legal, compliance and business nature.
• Excellent analysis and problem-solving skills.
• Excellent customer service skills and the ability to resolve customer complaints.
• Demonstrated ability to appropriately work with confidential information.
• Ability to facilitate the collection of information through interviews, meetings etc.
• Ability to articulate and convey complex, conceptual information to various audiences verbally and in writing.
• Experience communicating with regulators and law enforcement agencies.
• Experience in public speaking and making clear and persuasive business presentations.
• Excellent demonstrated organizational skills, including time management, record keeping, self-scheduling, and follow-up.
• Must be a self-starter and be able to act independently.
• Demonstrated ability to handle multiple priorities in a dynamic environment.
• Additional language skills will be considered big plus.
• Availability to travel within country (20%-30%) of your time.

RESPONSIBILITES

• Ensure program is maintained and relevant.
• Execute on our client’s established Compliance and Anti-Fraud programs, principles, standards, policy, and oversight expectations within assigned territory.
• Implement policies and procedures designed to mitigate exposure and enhance compliance activities.
• Consult with internal and external experts to identify risks, best practice and expectations.
• Analyze internal and external information to gain additional intelligence regarding emerging risk.
• Communicate policy goals for area of expertise, ensuring application across the enterprise.
• Facilitate policy, risk and control discussions with Stakeholders.
• Ensure policy objectives are met.
• Provide guidance and support to the regional business through participation in new product/service or channel projects.
• Provide support for Agent due diligence activities.
• Provide guidance, policy interpretation and support to Agents within the region.
• Actively participates in management discussions on risk and participates in governance and risk committee meetings as appropriate.
• Provide content messaging for new policies as rolled out.
• Ensures training materials are in line with policy expectations.
• Provides Agent and employee training.
• Performs other duties as assigned.
• Execute the Compliance action plan for the territory assigned.
• Execute on our client’s established Compliance and Anti-Fraud programs, principles, standards, policy, and oversight expectations within assigned territory.
• Implement policies and procedures designed to mitigate exposure and enhance compliance activities.
• Ensure local compliance program, and other documents (i.e Risk Assessment) maintained and relevant.
• Be company’s “Compliance Ambassador” and participate in workshops, seminars and other events held by local authorities.

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