Product Compliance Manager
Job Description
REQUIREMENTS
- 6–10 years of experience in Compliance, Financial Crimes, Risk, Product Operations, Product Compliance, or Program Management within financial services, fintech, or digital assets.
- Strong working knowledge of BSA/AML and OFAC sanctions requirements, with the ability to research and apply regulatory requirements to operational and technology initiatives.
- Experience supporting the full technology delivery lifecycle, including requirements gathering, design reviews, UAT, launch readiness, and post-launch enhancements.
- Demonstrated success leading cross-functional projects involving Compliance, Product, Engineering, and Operations, with ownership of timelines, dependencies, risks, and stakeholder communications.
- Strong project management skills, including roadmap planning, intake and prioritization, Jira management, dependency tracking, UAT coordination, rollout planning, and documentation.
- Ability to translate business and regulatory requirements into clear product requirements and testable acceptance criteria.
- Excellent written and verbal communication skills, with experience developing procedures, UAT plans, implementation documentation, status reporting, and executive updates.
- Comfortable operating in a fast-paced environment, managing multiple priorities, and escalating risks and trade-offs appropriately.
- Demonstrated interest in using AI tools, workflow automation, and emerging technologies to improve Compliance operations.
RESPONSIBILITES
- Own the roadmap and delivery of Compliance- tooling and technology initiatives, partnering with Product and Engineering to prioritize work, track timelines, and ensure delivered solutions meet Compliance requirements.
- Manage the end-to-end lifecycle of Compliance technology initiatives, including intake, prioritization, backlog management, roadmap planning, UAT, launch readiness, rollout, and post-launch support.
- Coordinate user acceptance testing (UAT), validate delivered functionality against business requirements, and ensure implementation evidence is documented in an audit-ready manner.
- Serve as the primary liaison between Compliance, Product, Engineering, Data, and technology vendors for Compliance tooling.
- Manage relationships with Compliance vendors, including feature requests, issue escalation, roadmap discussions, and implementation planning.
- Lead implementation and adoption of new Compliance tools, including communications, training, documentation, and change management.
- Identify opportunities to improve Compliance processes through automation, AI, and workflow enhancements.
- Develop and maintain operational dashboards, KPI reporting, and materials for weekly operational reviews and leadership reporting.
- Coordinate resource planning, project tracking, and dependencies across Compliance initiatives.
- Support regulatory exams, audits, and issue remediation efforts by maintaining accurate implementation documentation and evidence.
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