Senior Compliance Manager

Job Description

REQUIREMENTS

Bachelor’s degree in Finance, Law, Economics, or related field Relevant professional certifications (e.g., Series 7, 24, 57)

7-10+ years of compliance experience in financial services 3+ years in electronic or algorithmic trading

Proven ability to interpret complex regulations and apply them to HFT operations

Strong project management skills

Excellent analytical and problem-solving abilities

Outstanding written and verbal communication skills

Ability to work both independently and collaboratively

Experience managing multiple projects and priorities simultaneously

Strong stakeholder management and influencing skills

RESPONSIBILITIES

Lead major compliance projects such as:

• Implementation of new regulatory requirements across specific markets or asset classes
• Compliance integration for new market access or trading venues
• Regulatory remediation projects and control enhancements
• Manage project timelines, resources, and stakeholder expectations Define project scope, deliverables, and success metrics
• Coordinate cross-functional teams to ensure successful project implementation

Are you interested in this position?

Apply by clicking on the “Apply Now” button below!

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